SERVICES
Services
Operational Strategy
Big picture evaluation and proactive guidance.
- Fractional COO
- Ongoing communication and accountability
- On-site evaluations and training
- Written policies and procedures
- Tech stack evaluation and recommendations
Personnel Development
Hire good people and equip them for success.
- Evaluation of existing staffing
- Sourcing and qualifying candidates
- Recommendations for hire
- Industry training and ongoing coaching
- Ops leadership development
- FINRA exam education and tutoring
- Acquisition sourcing and introduction
Projects
No tasks too big or too small.
- CRM optimization and workflow creation
- Re-papering accounts
- Hybrid/Commission to RIA Only
- Office build outs
- Form creation
- Technology and integration implementation
- Paper to digital transformation
